Merge Sort Algorithm Implementation in Python
Merge Sort is a highly efficient, comparison-based sorting technique that follows the divide-and-conquer strategy. The main idea is to keep dividing the original list into smaller chunks until each sublist has only one element, and then systematically merge those chunks in a way that produces a sorted list.
How Does the Merge Sort Algorithm Work?
The divide-and-conquer approach involves three main phases:
1. Divide:
Split the original problem into smaller, manageable parts.
2. Conquer:
Solve each smaller part independently — in the case of merge sort, this means reducing each part until it’s a single-element list (which is inherently sorted).
3. Combine:
Merge the sorted sub-lists in a way that preserves order, gradually building up to the fully sorted list.
Step-by-Step Breakdown of the Merge Sort Algorithm
- Start with the full unsorted list.
- Divide the list into two halves recursively until each sublist has just one item.
- Begin merging:
Combine two individual elements to form sorted pairs.
Merge sorted pairs into sorted groups of four, and so on.
- Continue this process until all elements are merged back into a single sorted list.
For an array of size N, it is split into two halves repeatedly — each of size N/2, N/4, and so on, until each subarray contains only one item. Once this point is reached (the base case), the merging process begins by comparing and combining the left and right parts step-by-step to eventually form the fully sorted array.
Merge Sort Algorithm Python Implementation
def merge_sort(arr):
if len(arr) <= 1:
return arr
mid = len(arr) // 2
left_half = merge_sort(arr[:mid])
right_half = merge_sort(arr[mid:])
return merge(left_half, right_half)
def merge(left, right):
merged = []
i = j = 0
# Merge while both halves have elements
while i < len(left) and j < len(right):
if left[i] < right[j]:
merged.append(left[i])
i += 1
else:
merged.append(right[j])
j += 1
# Append remaining elements (if any)
merged.extend(left[i:])
merged.extend(right[j:])
return merged
# Example usage
arr = [38, 27, 43, 3, 9, 82, 10]
sorted_arr = merge_sort(arr)
print("Sorted Array:", sorted_arr)
Merge Sort Algorithm Flow
Let’s explain the working of the above example step by step:
Original Array:
[38, 27, 43, 3, 9, 82, 10]
Step 1: Divide
Split recursively until each subarray has one element:
[38, 27, 43, 3] [9, 82, 10]
[38, 27] [43, 3] [9, 82] [10]
[38] [27] [43] [3] [9] [82] [10]
Step 2: Merge and Sort
Merge pairs:
[27, 38] [3, 43] [9, 82] [10]
↓ ↓ ↓ ↓
[27, 38, 3, 43] [9, 82, 10]
Continue merging sorted parts:
- Merge [27, 38] and [3, 43] → [3, 27, 38, 43]
- Merge [9, 82] and [10] → [9, 10, 82]
Final merge:
- Merge [3, 27, 38, 43] and [9, 10, 82]
- Final Sorted Array: [3, 9, 10, 27, 38, 43, 82]
Merge Sort Recurrence Relation
The time complexity of Merge Sort is defined using a recurrence relation:
T(n) = {
Θ(1), if n = 1
2T(n/2) + Θ(n), if n > 1
}
Explanation:
- T(n) represents the total time required to sort an array of size n.
- The term 2T(n/2) arises from the recursive division into two halves, each of size n/2.
- The Θ(n) term accounts for the merging process, which takes linear time to combine the two sorted halves.
Time Complexity for Merge Sort
Case |
Time Complexity |
Best Case |
O(n log n) |
Average Case |
O(n log n) |
Worst Case |
O(n log n) |
Auxiliary Space: O(n)
Merge Sort uses extra space to hold temporary arrays while merging, hence it isn’t in-place.
Real-world Applications of Merge Sort
Merge Sort is widely used in scenarios like:
- Handling large datasets where consistent performance is critical.
- External sorting is useful when the data doesn't fit into memory.
- Counting inversions in an array (used in competitive programming and data analysis).
- Library implementations, for example:
Python, Java (Android), and Swift often use a hybrid of Merge Sort (like TimSort) for sorting non-primitive or complex types due to their stability.
In Java, Arrays.sort() (for primitives) typically uses QuickSort, while Collections.sort() (for objects) relies on Merge Sort.
Advantages of Merge Sort
- Stable: Keeps the order of equal elements intact.
- Consistent performance: Performs reliably across all input types (unlike QuickSort).
- Straightforward logic: Based on a clean divide-and-conquer approach.
- Parallel-friendly: Recursive splitting and independent sorting make it ideal for parallel or distributed systems.
Disadvantages of Merge Sort
- Memory intensive: Requires additional space for temporary arrays.
- Not in place: Unlike QuickSort, it doesn't sort elements within the original array.
- May be slower in practice: On average, Merge Sort can be less cache-efficient than QuickSort, which often results in better real-world performance for the latter.
Conclusion
Merge Sort is a powerful and stable sorting algorithm that guarantees O(n log n) performance, even in the merge sort worst case. Though it requires extra memory, its consistent behaviour and parallel-friendly structure make it a great choice for large or complex datasets.
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